Privacy Policy

Privacy Policy/Notice of Privacy Policy
(Effective September 1, 2015)

Blakeslee & Blakeslee, Inc. is an independent financial planning firm.  We are committed to safeguarding the personal information and privacy of our clients.  We collect and use personal information about our clients on our Account Agreement and on other applications and forms.  This information enables us to better serve our clients and to meet the requirements of various regulatory agencies, including FINRA and SEC.  We do not disclose this personal information to third parties, except in the following limited circumstances:

(1) by authorization of the client; (2) by order of a legal or regulatory authority; or (3) by request of a regulatory authority or other legally required auditing entity in the course of an audit, including internal and external audits by such entities as FINRA, SEC, California Department of Corporations, IRS, and the California Franchise Tax Board.  We may also provide client address information (only) to third-party entities, solely to facilitate firm mailings to clients such as the annual letter, distribution of the firm’s privacy policy, and other items of significance.

We maintain multiple physical and electronic safeguards to protect the personal information of our clients. If you have any questions regarding this notice or other privacy issues, please consult your Blakeslee & Blakeslee registered representative, the firm’s director of operations (Deirdre Torres), or the firm’s Chief Compliance Officer (Kara Woodruff).

Blakeslee & Blakeslee, Inc. is a member of FINRA (www.finra.org), and the Securities Investor Protection Corporation (SIPC).  More information about SIPC can be obtained on its website at www.sipc.org or by telephone at 202/371-8300.

 

 

Paso Robles
Branch Office

544 12th Street
Paso Robles, CA 93446

805/239/4388

San Luis Obispo
Corporate Office

1101 Marsh Street
San Luis Obispo, CA 93401

805/543/4366

Santa Maria
Branch Office

1157 E. Clark Avenue, Suite H
Santa Maria, CA 93455

805/937/6321